LAWSUITS NEWS & LEGAL INFORMATION
Securities Legal News Articles & Interviews
- Federal Court Okays Class Action Status for 401k Mismanagement Lawsuit By Anne Wallace (Mar-15-21)
- Northern District of Illinois Nixes Mandatory Arbitration in ERISA Lawsuit By Anne Wallace (Feb-8-21)
- Motion Picture Industry ERISA Plan under the Bright, Hot Lights By Anne Wallace (Jan-18-21)
- SAG-AFTRA Health Plan Dumps Oldest Participants By Anne Wallace (Jan-8-21)
- “Abysmal” or “Too Conservative”? Supermarket ERISA Lawsuit to Settle for $17.5 Million By Anne Wallace (Dec-14-20)
- Did Northrup Grumman Squander ERISA Pension Money? By Anne Wallace (Jun-5-19)
- Sickening Stock Drop Prompts Boeing 737 ERISA Lawsuit By Anne Wallace (Apr-19-19)
- ERISA Lawsuit Claims Fidelity Investments Took Secret Kickbacks By Anne Wallace (Mar-11-19)
- SEI Investments Company Accused of Self-Dealing in 401(k) Mismanagement Lawsuit By Anne Wallace (Dec-12-18)
- 401(k) Lawsuit Continues against Franklin Templeton By Anne Wallace (Oct-15-18)
- Home Depot Employees File ERISA Class Action Lawsuit over 401(k) Mismanagement By Anne Wallace (May-9-18)
- Is Fired Executive’s Case an SEC Whistleblower Lawsuit? Supreme Court to Decide By Gordon Gibb (Sep-29-17)
- SEC Fraud Whistleblower Lawsuits Fly under the Radar By Anne Wallace (Sep-20-17)
- Sears Facing 401K Class Action Lawsuit By Lucy Campbell (Jul-19-17)
- Morgan Stanley Ordered to Pay $8.6 Million By Heidi Turner (Jun-7-16)
- California Files Securities Lawsuit against Morgan Stanley By Heidi Turner (Apr-15-16)
- FINRA Bars Two Stockbrokers By Heidi Turner (Feb-17-16)
- Chipotle Faces Securities Lawsuit, among Others By Heidi Turner (Jan-25-16)
- FINRA Orders $1.9 Million Paid to Victims of Stockbroker Fraud By Heidi Turner (Dec-10-15)
- When a Car Recall Leads to a Securities Lawsuit By Heidi Turner (Nov-14-15)
- FINRA Orders More Fines Linked to Puerto Rico Bonds By Heidi Turner (Oct-29-15)
- FINRA Orders UBS to Pay Almost $3M By Heidi Turner (Sep-10-15)
- FINRA Hands Out $2.3 Million Judgment against Morgan Stanley By Heidi Turner (Aug-18-15)
- FINRA Awards Couple $16.6 Million By Heidi Turner (Jul-16-15)
- FINRA Orders Millions in Stockbroker Arbitration Rulings By Heidi Turner (Jun-5-15)
- Supreme Court Rules In Favor of Employees in ERISA Class Action By Lucy Campbell (May-18-15)
- SEC Files Securities Lawsuit By Heidi Turner (May-7-15)
- Could Rule Change Stop Stockbroker Fraud? By Heidi Turner (Apr-13-15)
- FINRA Fines Increased in 2014 By Heidi Turner (Mar-7-15)
- ERISA Lawsuit to Be Heard by Supreme Court in February By Heidi Turner (Feb-6-15)
- Report: $1.3 Billion in Top ERISA Class-Action Settlements in 2014 By Heidi Turner (Jan-8-15)
- Labor Department Wins $4.7 Million in ERISA Lawsuit By Heidi Turner (Dec-5-14)
- Supreme Court Petitioned to Hear Another ERISA Case By Heidi Turner (Nov-12-14)
- Supreme Court Agrees to Hear Stock Options Case By Heidi Turner (Oct-4-14)
- ERISA Turns 40 By Heidi Turner (Sep-17-14)
- Preliminary Approval of Settlement in Regions Morgan Keegan ERISA Lawsuit By Heidi Turner (Aug-22-14)
- Supreme Court Rejects Presumption of Prudence in ERISA Lawsuits By Heidi Turner (Jul-6-14)
- ERISA Lawsuits: DOL Taking Action against ERISA Violations By Heidi Turner (Jun-12-14)
- Boeing Faces ERISA Suit Linked to Autism Coverage By Heidi Turner (May-15-14)
- DOL Forces Advisor to Pay for ERISA Violations By Heidi Turner (Apr-15-14)
- Are Many ERISA Plans Being Run Improperly? By Heidi Turner (Mar-12-14)
- Puerto Rico Lawsuit Filed By Heidi Turner (Feb-3-14)
- Excessive Fees ERISA Lawsuit Filed against Fidelity By Heidi Turner (Feb-2-14)
- UBS Puerto Rico Closed-End Funds Lose $1.66 Billion Last Year By Gordon Gibb (Jan-24-14)
- UBS Puerto Rico Investors Look to 2014 By Heidi Turner (Jan-17-14)
- Supreme Court Sides with Plan in ERISA Lawsuit By Heidi Turner (Jan-3-14)
- Following Suit: Variable Annuities Litigation Update By Lucy Campbell (Dec-26-13)
- Will Buyback Offer Placate UBS Puerto Rico Closed-End Investors? By Gordon Gibb (Dec-26-13)
- Some UBS Puerto Rico Funds Reportedly Suffer Heavy Losses By Heidi Turner (Dec-14-13)
- Variable Annuities Not Necessarily Suitable for Everyone By Heidi Turner (Dec-11-13)