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Securities/Stock Fraud

Stock fraud occurs when the issuer of the security makes false statements about the company's status or fails to disclose important facts that may affect stock value, causing investors to buy or sell stocks under false pretenses. Claims can be brought against the issuer of the security, i.e. the public company, the company's officers, directors, or others involved in the violation, including stock brokers, underwriters, or auditors.

Stock Broker Fraud / Arbitration

There are a number of ways a Stock Broker or Financial Advisor can break laws surrounding investment practices. Stockbroker fraud or negligence can include misrepresenting stocks or risks, recommending unsuitable stocks, charging excessive transaction fees, or failing to diversify an investor's portfolio. It is a stockbroker's responsibility to consider their client's best interest in all investment transactions.

Stock Options / ERISA (Employee Retirement Income Security Act)

ERISA regulates employee benefit and pension plans; employee benefits and retirement plans can be tied into stock options. Employees and retired employees can file a lawsuit against a company and/or its officers for breaching fiduciary responsibilities and putting stock options and pension plans at risk.

SECURITIES HOT ISSUES

Stockbrokers and Financial Advisers alleging careless mistakes or intentional fraud.

Employee Stock Options Alleged misrepresentations to employees.

SECURITIES ARTICLES AND INTERVIEWS


SECURITIES EMERGING ISSUES

Pitney Bowes Inc 401(k) / ERISA Stock Fraud

Immersion Corporation 401(k) / ERISA Stock Fraud

Direxion Daily Financial Bear 3X Shares 401(k) / ERISA Stock Fraud


SECURITIES LAW SUITS FILED

Pitney Bowes Inc PBI

Immersion Corporation IMMR

Direxion Daily Financial Bear 3X Shares FAZ


SECURITIES SETTLEMENTS

US Sugar Reaches $15.9M Settlement in Securities Class Action

SunOpta Agrees Proposed $11.3 Million Settlement

Preliminary $7.1 Million Settlement Reached in Afexa Class Action


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If you or a loved one has suffered losses from securities fraud, please click the link below to send your complaint to a lawyer to evaluate your claim at no cost or obligation.

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