LAWSUITS NEWS & LEGAL INFORMATION
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Settlements - Securities
- Insider Trading William Borchard and William Raben pay $65,000 settlement for insider trading. (Jan-17-08)
- Clarinex Shareholders Schering-Plough Corp. agrees to shareholders derivative settlement. (Jan-15-08)
- Stock Options Nabors Industries Ltd. pays $2.85 million for misdated stock option grants. (Jan-7-08)
- Securities Settlement LCC International, Inc. securities lawsuit ends in cash penalty and stock conversion. (Jan-4-08)
- Insider Trading Blair MacDougall pays $12,5000 fine for illegal insider trading of shares. (Dec-29-07)
- Securities Settlement McAfee, Inc. agrees to derivative securities settlement. (Dec-27-07)
- Accounting Fraud US Foodservice former CEO pays $8 million settlement to Royal Ahold. (Dec-23-07)
- Market Timing Morgan Stanley pays $17 million SEC fine after financial advisers engaged in deceptive trading practices. (Dec-22-07)
- Stillwater Disclosures Stillwater Mining Company has agreed to pay $2.6 million to shareholders who filed a lawsuit challenging the accuracy of the company's public disclosures concerning financial results and ore reserves. (Dec-12-07)
- Executive Overspending $7 million will be paid out to settle a suit brought on behalf of Covad Communications Group Inc, alleging the directors approved lavish executive contracts and junkets for themselves. (Dec-11-07)
- Stock Options UnitedHealth Group's ex-chief executive William McGuire forced to relinquish over $600 million in stocks and interest earned. (Dec-7-07)
- PAAF Investors MF Global pays $75 million shareholder settlement. (Dec-4-07)
- Share Conversion Ratio Judge orders Deutsche Telekom to pay an $882 million shareholder settlement. (Dec-3-07)
- Securities Fraud Qwest Communications International Inc. agrees to $19 million shareholder settlement. (Nov-23-07)
- Shareholder Buyout Leucadia National Corp. pays investors $13.7 million settlement. (Oct-23-07)
- Dow Jones Shareholders Company pays shareholders $895,000 to cover legal cost regarding News Corp.'s takeover bid. (Oct-20-07)
- Shareholder Merger Martek Biosciences Corp. awards OmegaTech shareholders 341,061 shares worth $10.2 million. (Oct-17-07)
- Pension Fund Stock Options Mercury Interactive pays $117.5 million settlement to policyholders. (Oct-16-07)
- Hedge Fund Short Sales Sandell Asset Management pays SEC $8 million securities settlement. (Oct-11-07)
- Dell Inc. Insider Trading Two Dell accountants pay SEC fine. (Oct-11-07)
- Shareholder Stock Options Research In Motion co-chief executives pay $5 million settlement. (Oct-8-07)
- Securities Contract Applied Digital pays shareholder $2.1 million settlement. (Oct-6-07)
- Restated Financials Shareholders awarded $24 million settlement from Executive Risk Indemnity. (Sep-27-07)
- Paul Harary and Douglas Zemsky Over $4 million refunded in kickbacks and securities manipulation lawsuit. (Sep-25-07)
- Evergreen Investments and Wachovia Corp. $32.65 million settlement for improper market timing securities lawsuit. (Sep-20-07)
- Pilgrim Baxter & Associates $267 million settlement in market timing securities lawsuit. (Sep-17-07)
- Frank Noto, Gobbler's Knob Sportsman Club Inc., and Vito Cardinale $3.3 million settlement in hunting related personal injury suit. (Sep-16-07)
- Commonwealth Equity Services LLP et al. $550,000 settlement in securities oversight and mishandling lawsuit. (Sep-14-07)
- Boston Stock Exchange and James Crofwell $1.075 million settlement in SEC laws violation lawsuit. (Sep-6-07)
- General American Life Insurance Co. $3.4 million civil penalty for a late trading scheme. (Aug-10-07)
- Norstan's $67 million settlement in shareholders lawsuit. (Aug-1-07)
- InvestPrivate Inc. $205,000 fine in securities malpractice suit. (Jul-25-07)
- OSI Restaurant Partners $5 million settlement in breach of fiduciary duties lawsuit. (Jul-10-07)
- Pemstar Inc. $2.9 million payout to resolve shareholders securities lawsuit. (Jul-7-07)
- Wachovia Securities $2 million fine for deceptive securities practices. (Jun-28-07)
- Family Dollar Stores Inc. $3.5 million settlement in stockholder derivative lawsuit. (Jun-26-07)
- David Richwhite and Midavia Rail Investments Ltd. $15 million settlement in securities insider trading lawsuit. (Jun-21-07)
- Hamilton Alan Bird, David Edward Newton, and Douglas Alan Scott $21 million settlement in hedge fund securities fraud lawsuit. (Jun-17-07)
- CVS Caremark Corp. Stockholders lawsuit ends in company merger and $20 million settlement in legal fees. (Jun-11-07)
- Stephen Richards $29.7 million settlement in securities and accounting fraud suit. (Jun-6-07)
- Michael Snyder $250,000 civil penalty ends fiscal misrepresentation charges with SEC. (Jun-5-07)
- Justin Scott and Omid Kamshad Over $600,000 paid to resolve fraudulent trading practices suit. (Jun-5-07)
- Barclays Bank Over $10.9 million settlement in securities fraud lawsuit. (May-31-07)
- Tri-S Security Corp. $1,250,000 settlement in securities shareholders lawsuit. (May-23-07)
- Nortel Networks Corp. $917,000 settlement to cover costs of investigation by the Ontario Securities Commission. (May-23-07)
- Penthouse International Inc. Former execs to pay $120,000 in accounting fraud and financial reporting violations suit. (May-15-07)
- Northwest Airlines $5 million payout for legal costs in shareholder lawsuit. (May-15-07)
- Christopher Balkenhol $198,000 settlement in insider trading lawsuit. (May-15-07)
- Gayle Spence Luacaw $338,711 disgorgement in business fraud lawsuit. (May-15-07)
- Morgan Stanley & Company Inc. $8 million settlement in federal fraud lawsuit. (May-14-07)