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LAWSUITS NEWS & LEGAL INFORMATION

PA Fund Management, PEA Capital and PA Distributors.

PA Fund Management, PEA Capital and PA Distributors.

A $20.6 million settlement has been reached with the Securities and Exchange Commission. The suit alleged that the companies failed to disclose their use of fund assets to pay brokerages for steering customers to Pimco stock mutual funds. (Sep-15-04) [PHILLY BURBS]


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Published on Oct-5-04


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