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SEC Fraud Whistleblower Articles

Ohio Firm Loses Petition to Have SEC Lawsuit Dismissed

Ohio Firm Loses Petition to Have SEC Lawsuit Dismissed October 21, 2017. By Gordon Gibb.
Washington, DC: An Ohio-based chemicals and roofing company accused of gouging the federal government following an investigation resulted in an SEC whistleblower lawsuit that defendant RPM International attempted to have dismissed. On September 29, however a federal judge in Washington declined to dismiss, and the whistleblower lawsuit will move forward.
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Is Fired Executive’s Case an SEC Whistleblower Lawsuit? Supreme Court to Decide

Is Fired Executive’s Case an SEC Whistleblower Lawsuit? Supreme Court to Decide September 29, 2017. By Gordon Gibb.
Washington, DC: A former executive with a real estate investment trust who brought an SEC whistleblower lawsuit against his former employer has seen his case mushroom into a debate over protections for whistleblowers couched in the Dodd-Frank Act and the Sarbanes-Oxley Act. Also debated within the lawsuit, which has since been elevated to the US Supreme Court, is the relationship between the various provisions within Dodd-Frank / Sarbanes-Oxley, and those within the Securities and Exchange Commission (SEC).
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SEC Fraud Whistleblower Lawsuits Fly under the Radar

SEC Fraud Whistleblower Lawsuits Fly under the Radar September 20, 2017. By Anne Wallace.
Washington, DC:. Insiders with information about securities fraud should know three important things before filing an SEC fraud whistleblower lawsuit
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Tipsters Play Huge Role in Rooting Out Financial Fraud

Tipsters Play Huge Role in Rooting Out Financial Fraud August 2, 2017. By Brenda Craig.
New York, NY: The US Securities and Exchange Commission (SEC) has been relentless in its pursuit of wrongdoers in the financial industry. Since 2011 it has recovered $975 million in enforcement actions ranging from elaborate investment schemes to financial advisors that work to benefit themselves rather than investors.
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